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Detailed Report
ANDREW JAMES KENNEDY
ANDREW KENNEDY
CRD#: 5705944
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 2711 Allen Blvd, Suite 322
Middleton, WI 53562
LPL FINANCIAL LLCCRD#: 6413 2711 ALLEN BLVD, SUITE 322
MIDDLETON, WI 53562
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2013 (3 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2014 - Present (10 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - Present (12 years)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2015 (2 years)
License(s)

State Registrations

IA
Texas 12/13/2016
IA
Wisconsin 11/11/2014
B
Wisconsin 3/18/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
2711 Allen Blvd, Suite 322, Middleton, WI 53562
Registered with this firm since 11/11/2014
B
LPL FINANCIAL LLC (CRD#:6413)
2711 ALLEN BLVD, SUITE 322, MIDDLETON, WI 53562
Registered with this firm since 3/18/2013
Previous Registration(s)
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IA
 03/15/2013 - 10/28/2015 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 10/12/2009 - 03/13/2013 EDWARD JONES (CRD#:250) MADISON, WI
B
 09/28/2009 - 03/13/2013 EDWARD JONES (CRD#:250) MADISON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.