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TYRONE V ROSS
TYRONE V ROSS JR
CRD#: 5704579
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Investment Adviser
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Previous Broker
401 FINANCIALCRD#: 321902 SAN DIEGO, CA
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2017 (4 years)IA401 FINANCIAL (CRD# 321902)2022 - Present (2 years)BLAIDLAW & COMPANY (UK) LTD. (CRD# 119037)2010 - 2011 (<1 year)BROCKWELL SECURITIES LLC (CRD# 142483)2009 - 2010 (<1 year)IAEAGLEBROOK ADVISORS (CRD# 304438)2019 - 2020 (<1 year)IANOBLEBRIDGE WEALTH (CRD# 146612)2018 - 2019 (1 year)IAHAYDEN ROYAL (CRD# 170037)2017 - 2018 (1 year)
License(s)

State Registrations

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California 6/27/2022

Current Registration(s)
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401 FINANCIAL (CRD#:321902)
SAN DIEGO, CA
Registered with this firm since 6/27/2022

Previous Registration(s)
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12/04/2019 - 08/11/2020 EAGLEBROOK ADVISORS (CRD#:304438) JERSEY CITY, NJ
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06/19/2018 - 07/03/2019 NOBLEBRIDGE WEALTH (CRD#:146612) MONTCLAIR, NJ
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07/11/2017 - 07/10/2018 HAYDEN ROYAL (CRD#:170037) Montclair, NJ
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08/10/2012 - 07/10/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ISELIN, NJ
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08/10/2012 - 07/10/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ISELIN, NJ
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11/14/2011 - 07/17/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BEDMINSTER, NJ
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09/21/2011 - 07/17/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BEDMINSTER, NJ
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10/25/2010 - 07/28/2011 LAIDLAW & COMPANY (UK) LTD. (CRD#:119037) NEW YORK, NY
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12/08/2009 - 10/25/2010 ROCKWELL SECURITIES LLC (CRD#:142483) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.