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Detailed Report
Lisa Marie Petronio
LISA M KLISPIE, LISA KLISPIE, LISA MARIE PETRONIO, LISA PETRONIO, Lisa M Petronio
CRD#: 5703561
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 100 CORPORATE PARKWAY
SUITE 112
AMHERST, NY 14226
Registration History
2010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2019 - 2019 (<1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2015 - 2019 (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2009 - 2015 (5 years)IAGLOBAL RETIREMENT PARTNERS LLC (CRD# 172011)2019 - 2021 (2 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - 2019 (3 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2015 - 2016 (1 year)
License(s)

State Registrations

B
New York 12/7/2021
IA
New York 12/7/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
100 CORPORATE PARKWAY SUITE 112, AMHERST, NY 14226
Tonawanda, NY
Registered with this firm since 12/7/2021
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
100 CORPORATE PARKWAY SUITE 112, AMHERST, NY 14226
Tonawanda, NY
Registered with this firm since 12/7/2021
Previous Registration(s)
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IA
 04/01/2019 - 11/19/2021 GLOBAL RETIREMENT PARTNERS LLC (CRD#:172011) Buffalo, NY
B
 04/01/2019 - 12/12/2019 LPL FINANCIAL LLC (CRD#:6413) BUFFALO, NY
IA
 04/25/2016 - 04/01/2019 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) BUFFALO, NY
B
 05/11/2015 - 04/01/2019 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) BUFFALO, NY
IA
 05/12/2015 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) BUFFALO, NY
B
 09/04/2009 - 04/30/2015 PARK AVENUE SECURITIES LLC (CRD#:46173) BUFFALO, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.