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MICHAEL GORDON WALKER
CRD#: 5703238
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6225 SYCAMORE LN N
MAPLE GROVE, MN 55369
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - Present (12 years)
License(s)

State Registrations

B
Arizona 2/26/2015

B
New York 7/12/2022

IA
California 2/6/2013

B
North Dakota 6/30/2020

B
California 7/12/2022

B
Ohio 9/18/2023

B
Delaware 12/16/2014

B
Oklahoma 5/11/2021

B
District of Columbia 12/17/2014

B
Pennsylvania 12/2/2021

B
Florida 11/5/2014

B
South Dakota 3/28/2017

B
Hawaii 6/28/2021

B
Texas 11/5/2014

B
Illinois 11/5/2014

IA
Texas 11/7/2014

B
Maryland 10/26/2015

B
Virginia 12/17/2014

B
Minnesota 2/8/2013

B
Wisconsin 7/1/2020

IA
Minnesota 11/5/2013

B
Wyoming 3/28/2017

B
Missouri 6/28/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6225 SYCAMORE LN N, MAPLE GROVE, MN 55369
Registered with this firm since 2/6/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6225 SYCAMORE LN N, MAPLE GROVE, MN 55369
Registered with this firm since 2/6/2013

Previous Registration(s)
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IA
05/09/2011 - 05/23/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEDINA, MN
B
03/23/2011 - 05/23/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEDINA, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.