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Detailed Report
MICHAEL GORDON WALKER
CRD#: 5703238
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6225 SYCAMORE LN N
MAPLE GROVE, MN 55369
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2013 - Present (12 years)
License(s)

State Registrations

B
Arizona 2/26/2015
B
New York 7/12/2022
IA
California 2/6/2013
B
North Dakota 6/30/2020
B
California 7/12/2022
B
Ohio 9/18/2023
B
Delaware 12/16/2014
B
Oklahoma 5/11/2021
B
District of Columbia 12/17/2014
B
Pennsylvania 12/2/2021
B
Florida 11/5/2014
B
South Dakota 3/28/2017
B
Hawaii 6/28/2021
B
Texas 11/5/2014
B
Illinois 11/5/2014
IA
Texas 11/7/2014
B
Maryland 10/26/2015
B
Virginia 12/17/2014
B
Minnesota 2/8/2013
B
Wisconsin 7/1/2020
IA
Minnesota 11/5/2013
B
Wyoming 3/28/2017
B
Missouri 6/28/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6225 SYCAMORE LN N, MAPLE GROVE, MN 55369
Registered with this firm since 2/6/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6225 SYCAMORE LN N, MAPLE GROVE, MN 55369
Registered with this firm since 2/6/2013
Previous Registration(s)
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IA
 05/09/2011 - 05/23/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEDINA, MN
B
 03/23/2011 - 05/23/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MEDINA, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.