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Detailed Report
Jasmine Barker
JASMINE FUNG BARKER, JASMINE K FUNG, JASMINE KWUN FUNG, JASMINE FUNG
CRD#: 5702253
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1195 NW GILMAN BLVD
ISSAQUAH, WA 98027
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - Present (8 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2016 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)
License(s)

State Registrations

B
Alabama 10/18/2022
B
Montana 3/22/2018
B
Alaska 3/13/2018
B
Nevada 8/22/2018
B
Arizona 7/11/2017
B
New Jersey 8/22/2018
B
Arkansas 7/11/2017
B
New Mexico 8/30/2018
B
California 7/11/2017
B
New York 7/11/2017
B
Colorado 7/11/2017
B
Ohio 7/11/2017
B
Connecticut 8/22/2018
B
Oregon 7/11/2017
B
Florida 7/11/2017
B
Pennsylvania 5/13/2019
B
Georgia 8/22/2018
B
Rhode Island 8/22/2018
B
Hawaii 2/20/2018
B
South Carolina 7/11/2017
B
Idaho 7/11/2017
B
Tennessee 12/15/2017
B
Illinois 7/12/2017
B
Texas 7/11/2017
B
Iowa 8/30/2018
IA
Texas 7/19/2017
B
Kansas 6/8/2023
B
Utah 7/11/2017
B
Kentucky 7/11/2017
B
Virginia 6/24/2022
B
Louisiana 7/11/2017
B
Washington 7/19/2016
B
Maryland 2/20/2018
IA
Washington 6/6/2017
B
Massachusetts 8/22/2018
B
Wisconsin 2/20/2018
B
Michigan 1/3/2018
B
Wyoming 7/11/2017
B
Missouri 7/11/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1195 NW GILMAN BLVD, ISSAQUAH, WA 98027
1955 156TH AVENUE NE, BELLEVUE, WA 98007
Registered with this firm since 6/6/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1195 NW GILMAN BLVD, ISSAQUAH, WA 98027
1955 156TH AVENUE NE, BELLEVUE, WA 98007
Registered with this firm since 7/19/2016
Previous Registration(s)
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B
 10/06/2015 - 06/24/2016 HSBC SECURITIES (USA) INC. (CRD#:19585) SEATTLE, WA
B
 10/01/2012 - 09/23/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) BELLEVUE, WA
B
 09/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEWCASTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.