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DAVID ANTHONY MASSARONI
CRD#: 5701496
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 22 CENTURY HILL DR STE 101
LATHAM, NY 12110
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2013 - 2016 (3 years)
License(s)

State Registrations

B
Arizona 3/31/2022

B
Nevada 3/31/2022

B
California 3/31/2022

B
New Hampshire 3/12/2021

B
Colorado 3/12/2021

B
New Mexico 3/31/2022

B
Delaware 3/31/2022

B
New York 3/12/2021

B
Florida 3/31/2022

IA
New York 3/17/2021

B
Georgia 3/31/2022

B
North Carolina 4/1/2022

B
Hawaii 3/31/2022

B
South Carolina 3/12/2021

B
Maine 9/6/2023

B
Vermont 3/31/2022

B
Maryland 3/12/2021

B
Washington 3/12/2021

B
Massachusetts 3/31/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
22 CENTURY HILL DR STE 101, LATHAM, NY 12110
Registered with this firm since 3/17/2021

B
LPL FINANCIAL LLC (CRD#:6413)
22 CENTURY HILL DR STE 101, LATHAM, NY 12110
Registered with this firm since 3/12/2021

Previous Registration(s)
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IA
11/30/2016 - 03/18/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LATHAM, NY
B
11/28/2016 - 03/18/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LATHAM, NY
IA
10/28/2016 - 11/29/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) ALBANY, NY
B
10/10/2016 - 11/29/2016 WELLS FARGO ADVISORS (CRD#:19616) ALBANY, NY
B
03/05/2013 - 09/20/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) LATHAM, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.