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SHINTA Agustina HALIM
Shinta Agustina Halim, Shinta Halim, SHINTA LIM
CRD#: 5699497
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 8 MONTGOMERY STREET
SAN FRANCISCO, CA 94104
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 8 MONTGOMERY STREET
SAN FRANCISCO, CA 94104
Registration History
201220142016201820202022202420262 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - 2021 (7 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 2/17/2022

B
Montana 2/17/2022

B
California 6/10/2021

B
Nevada 6/28/2021

IA
California 6/21/2021

B
New Hampshire 1/25/2022

B
Colorado 1/25/2022

B
New Jersey 1/25/2022

B
Connecticut 5/19/2023

B
New York 1/25/2022

B
Delaware 1/25/2022

B
North Carolina 2/17/2022

B
District of Columbia 2/17/2022

B
Ohio 1/19/2023

B
Florida 10/11/2021

B
Oregon 2/17/2022

B
Georgia 2/17/2022

B
Pennsylvania 2/17/2022

B
Hawaii 10/11/2021

B
Rhode Island 1/18/2023

B
Idaho 1/25/2022

B
South Carolina 1/18/2023

B
Illinois 2/17/2022

B
Tennessee 9/9/2022

B
Iowa 3/4/2022

B
Texas 10/11/2021

B
Louisiana 3/4/2022

IA
Texas 3/7/2022

B
Maine 1/18/2023

B
Utah 1/18/2023

B
Maryland 2/17/2022

B
Vermont 2/17/2022

B
Massachusetts 6/28/2021

B
Washington 6/28/2021

B
Michigan 3/4/2022

B
Wyoming 1/18/2023

B
Missouri 1/18/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
8 MONTGOMERY STREET, SAN FRANCISCO, CA 94104
Registered with this firm since 6/21/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
8 MONTGOMERY STREET, SAN FRANCISCO, CA 94104
SAN FRANCISCO, CA
Registered with this firm since 6/10/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/04/2014 - 06/03/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
B
04/04/2014 - 06/03/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
IA
08/10/2011 - 04/01/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MENLO PARK, CA
B
07/04/2011 - 04/01/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MENLO PARK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.