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Loc X. Nguyen
LOC XUAN NGUYEN
CRD#: 5697402
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 9540 S ROBERTS RD
HICKORY HILLS, IL 60457
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)BFIRST INVESTORS CORPORATION (CRD# 305)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 5/27/2022

B
Michigan 3/23/2021

B
California 3/17/2016

B
Minnesota 4/27/2015

B
Florida 3/17/2016

B
Tennessee 2/9/2018

B
Georgia 3/17/2016

B
Texas 3/10/2021

B
Illinois 10/1/2012

IA
Texas 3/22/2021

IA
Illinois 9/8/2014

B
Washington 3/17/2016

B
Indiana 3/17/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
9540 S ROBERTS RD, HICKORY HILLS, IL 60457
5705 W. 95TH ST., OAK LAWN, IL 60453
Registered with this firm since 9/8/2014

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
9540 S ROBERTS RD, HICKORY HILLS, IL 60457
5705 W. 95TH ST., OAK LAWN, IL 60453
Registered with this firm since 10/1/2012

Previous Registration(s)
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B
02/04/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DOWNERS GROVE, IL
B
07/27/2009 - 09/09/2009 FIRST INVESTORS CORPORATION (CRD#:305) LOMBARD, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.