• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LINDSEY KAY JAMES-WEST
LINDSEY KAY JAMES
CRD#: 5692165
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 550 Post Oak Blvd., Suite 350
Houston, TX 77027
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Arizona 4/6/2023

B
Montana 11/21/2024

B
Arkansas 1/6/2023

B
Nebraska 2/29/2024

B
California 5/26/2021

B
New Jersey 10/22/2024

B
Colorado 4/4/2017

B
New Mexico 8/31/2021

B
District of Columbia 8/7/2024

B
New York 10/10/2014

B
Florida 7/25/2019

B
North Carolina 6/10/2015

B
Georgia 1/6/2023

B
Pennsylvania 10/14/2021

B
Indiana 10/14/2021

B
Rhode Island 7/21/2023

B
Louisiana 10/14/2021

B
South Carolina 8/11/2022

B
Massachusetts 3/1/2022

B
Texas 9/13/2010

B
Michigan 4/6/2023

IA
Texas 9/13/2010

B
Missouri 8/11/2022

B
Washington 2/2/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
550 Post Oak Blvd., Suite 350, Houston, TX 77027
Registered with this firm since 9/13/2010

B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
550 Post Oak Blvd., Suite 350, Houston, TX 77027
Registered with this firm since 5/17/2010

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.