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Christopher Douglas Begbie
CHRISTOPHER D BEGBIE, CHRISTOPHER DOUGLAS BEGBIE
CRD#: 5691619
IA
B
GOOD LIFE ADVISORS, LLCCRD#: 171898 Riverside, IL
LPL FINANCIAL LLCCRD#: 6413 RIVERSIDE, IL
0
Disclosures
13
Years of Experience
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State Registrations
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Illinois 7/21/2021
B
Pennsylvania 11/3/2023
IA
Illinois 1/19/2023
SRO Registrations
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IA
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Registered with this firm since 5/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/21/2021 - 10/28/2022 | RIVERSIDE, IL | |
IA | 06/13/2018 - 07/21/2021 | OVERLAND PARK, KS | |
B | 04/16/2018 - 07/21/2021 | OVERLAND PARK, KS | |
B | 06/07/2016 - 04/16/2018 | BETHESDA, MD | |
B | 04/17/2015 - 05/16/2016 | NEW YORK, NY | |
B | 08/06/2013 - 03/30/2015 | NEW YORK, NY | |
IA | 08/29/2012 - 07/29/2013 | BASKING RIDGE, NJ | |
B | 08/29/2012 - 07/29/2013 | BASKING RIDGE, NJ | |
IA | 10/03/2011 - 08/06/2012 | PENNINGTON, NJ | |
B | 08/31/2011 - 08/06/2012 | PENNINGTON, NJ |
PENNINGTON, NJ
10/03/2011 - 08/06/2012
PENNINGTON, NJ
08/31/2011 - 08/06/2012
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.