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Detailed Report
MICHAEL GARRETT BOROK
CRD#: 5688547
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 111 EAST 18TH STREET FL 1
[SATELLITE]
GROVE, OK 74344
Registration History
201220142016201820202022202420262 FIRMS2012 - 2020 (7 years)2 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
Alabama 3/12/2020
B
Massachusetts 3/12/2020
B
Arizona 3/12/2020
B
Minnesota 3/12/2020
B
Arkansas 3/12/2020
B
Missouri 3/12/2020
B
California 3/12/2020
B
New Mexico 3/12/2020
B
Colorado 3/12/2020
B
New York 10/29/2021
B
Florida 3/12/2020
B
North Carolina 3/12/2020
B
Georgia 3/12/2020
B
Oklahoma 3/12/2020
B
Illinois 3/12/2020
IA
Oklahoma 3/12/2020
B
Indiana 5/28/2024
B
South Dakota 3/12/2020
B
Iowa 3/12/2020
B
Texas 3/12/2020
B
Kansas 3/12/2020
IA
Texas 3/12/2020
B
Kentucky 3/12/2020
B
Virginia 8/19/2020
B
Maryland 8/19/2020
B
Wyoming 3/12/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
111 EAST 18TH STREET FL 1 [SATELLITE], GROVE, OK 74344
Registered with this firm since 3/12/2020
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
111 EAST 18TH STREET FL 1 [SATELLITE], GROVE, OK 74344
Registered with this firm since 3/12/2020
Previous Registration(s)
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IA
 07/09/2012 - 03/12/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GROVE, OK
B
 06/18/2012 - 03/12/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GROVE, OK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.