Individual Firm
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Patrick Henry John Doran
CRD#: 5688452
IA
B
FISHER INVESTMENTSCRD#: 107342 WESTFORD, MA
0
Disclosures
15
Years of Experience
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State Registrations
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Massachusetts 5/25/2022
IA
Texas 5/18/2022
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/25/2019 - 05/12/2022 | Saratoga Springs, NY | |
B | 09/24/2019 - 05/12/2022 | BOSTON, MA | |
IA | 11/08/2018 - 10/11/2019 | St. Louis, MO | |
B | 08/02/2010 - 10/11/2019 | BOSTON, MA | |
IA | 08/03/2010 - 11/08/2018 | BOSTON, MA | |
B | 02/08/2012 - 12/31/2012 | BOSTON, MA | |
IA | 08/03/2010 - 12/31/2010 | BOSTON, MA | |
IA | 09/08/2009 - 07/12/2010 | FRAMINGHAM, MA | |
B | 08/21/2009 - 07/12/2010 | FRAMINGHAM, MA |
Saratoga Springs, NY
09/25/2019 - 05/12/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.