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SHARON ANN BROWN
SHARON ANN GAFFNEY
CRD#: 5687927
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 814 A1A NORTH
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
0
Disclosures
14
Years of Experience
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State Registrations
B
Alaska 6/20/2024
B
Nebraska 6/20/2024
B
Arizona 6/20/2024
B
Nevada 6/20/2024
B
Arkansas 6/20/2024
B
New Hampshire 6/20/2024
B
California 6/20/2024
B
New Mexico 6/20/2024
B
Colorado 6/20/2024
B
New York 6/20/2024
IA
Colorado 6/20/2024
B
North Carolina 6/26/2024
B
Florida 6/20/2024
B
Oklahoma 6/20/2024
B
Georgia 6/20/2024
B
Oregon 6/20/2024
B
Hawaii 6/20/2024
B
Pennsylvania 6/20/2024
B
Idaho 6/20/2024
B
South Carolina 6/20/2024
B
Indiana 6/20/2024
B
South Dakota 9/4/2024
B
Iowa 6/20/2024
B
Texas 6/20/2024
B
Kansas 6/20/2024
B
Utah 6/20/2024
B
Maryland 6/20/2024
B
Virginia 6/20/2024
B
Michigan 6/20/2024
B
Washington 6/20/2024
B
Minnesota 6/20/2024
B
Wisconsin 6/20/2024
B
Missouri 6/20/2024
B
Wyoming 6/20/2024
B
Montana 6/20/2024
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 6/20/2024
B
Registered with this firm since 6/20/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/19/2010 - 06/25/2024 | Loveland, CO | |
B | 06/22/2010 - 06/25/2024 | Loveland, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.