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Hyong Lark Kim
Dave Kim
CRD#: 5687760
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 410 S. MATHILDA AVENUE
SUNNYVALE, CA 94086
Registration History
20172018201920202021202220232024202520262 FIRMS2019 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2019 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2019 (1 year)
License(s)

State Registrations

B
Arizona 1/3/2024

B
New York 7/20/2023

B
California 2/27/2019

B
Oklahoma 3/4/2022

IA
California 2/27/2019

B
Oregon 11/1/2021

B
Florida 1/3/2024

B
Texas 2/4/2021

B
Georgia 11/3/2020

IA
Texas 2/16/2021

B
Idaho 1/3/2024

B
Virginia 1/3/2024

B
Maryland 1/3/2024

B
Washington 1/3/2024

B
Massachusetts 9/8/2020

B
Wisconsin 1/3/2024

B
Michigan 4/17/2019

B
Wyoming 1/3/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
410 S. MATHILDA AVENUE, SUNNYVALE, CA 94086
Registered with this firm since 2/27/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
410 S. MATHILDA AVENUE, SUNNYVALE, CA 94086
Registered with this firm since 2/27/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/30/2018 - 02/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
B
12/20/2017 - 02/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.