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KIRK THOMAS PETERSON
CRD#: 5687185
IA
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OSAIC WEALTH, INC.CRD#: 23131 118 E 2ND STREET
AINSWORTH, NE 69210
AINSWORTH, NE 69210
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Disclosures
11
Years of Experience
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State Registrations
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Arizona 1/19/2024
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Missouri 1/19/2024
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Colorado 1/19/2024
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Nebraska 1/19/2024
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Indiana 1/19/2024
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Nebraska 1/19/2024
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Iowa 1/19/2024
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South Dakota 1/19/2024
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Kansas 1/19/2024
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Texas 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/14/2022 - 01/19/2024 | AINSWORTH, NE | |
B | 12/14/2018 - 01/19/2024 | AINSWORTH, NE | |
B | 01/29/2016 - 12/19/2018 | Minden, NE | |
B | 02/07/2012 - 08/22/2014 | KEARNEY, NE |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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