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JONE LEE
CRD#: 5685687
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 3 Twin Dolphin Dr
# 100
REDWOOD CITY, CA 94065
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
California 4/20/2015

IA
California 4/20/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
3 Twin Dolphin Dr # 100, REDWOOD CITY, CA 94065
Registered with this firm since 4/20/2015

B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
3 Twin Dolphin Dr # 100, REDWOOD CITY, CA 94065
Registered with this firm since 3/26/2015

Previous Registration(s)
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IA
11/10/2010 - 03/29/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
B
11/10/2010 - 03/29/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
IA
07/20/2009 - 10/28/2009 WADDELL & REED, INC. (CRD#:866) SAN MATEO, CA
B
09/04/2009 - 10/28/2009 WADDELL & REED, INC. (CRD#:866) SAN MATEO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.