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MATTHEW FRANCIS CARBONE
MATTHEW CARBONE
CRD#: 5685675
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1000 SOUTH AVE SUITE 103
STATEN ISLAND, NY 10314
CETERA ADVISORS LLCCRD#: 10299 1000 South Ave Suite 103
STATEN ISLAND, NY 10314
Registration History
201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2021 - Present (3 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2013 - 2022 (9 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2009 - 2013 (3 years)
License(s)

State Registrations

B
California 9/8/2022

IA
New York 4/12/2021

B
Connecticut 9/8/2022

B
New York 9/8/2022

B
Illinois 9/8/2022

B
Rhode Island 9/8/2022

B
New Jersey 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1000 SOUTH AVE SUITE 103, STATEN ISLAND, NY 10314
Registered with this firm since 4/12/2021

B
CETERA ADVISORS LLC (CRD#:10299)
1000 South Ave Suite 103, STATEN ISLAND, NY 10314
Registered with this firm since 9/8/2022

Previous Registration(s)
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B
02/21/2013 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) STATEN ISLAND, NY
B
10/23/2009 - 02/22/2013 H.D. VEST INVESTMENT SERVICES (CRD#:13686) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.