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Detailed Report
PATRICK T MCKAY
CRD#: 5685441
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Investment Adviser
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Previous Broker
STOKES FAMILY OFFICE LLCCRD#: 300899 1100 POYDRAS ST
STE. 2775
NEW ORLEANS, LA 70163
Registration History
20122014201620182020202220242026IASTOKES FAMILY OFFICE LLC (CRD# 300899)2020 - Present (4 years)BLADENBURG THALMANN & CO. INC. (CRD# 505)2011 - 2020 (8 years)IALADENBURG THALMANN ASSET MANAG... (CRD# 108604)2012 - 2020 (8 years)
License(s)

State Registrations

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Louisiana 4/3/2020
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Texas 4/3/2020
Current Registration(s)
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STOKES FAMILY OFFICE LLC (CRD#:300899)
1100 POYDRAS ST STE. 2775, NEW ORLEANS, LA 70163
Registered with this firm since 4/3/2020
Previous Registration(s)
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 01/09/2012 - 03/16/2020 LADENBURG THALMANN ASSET MANAGEMENT INC (CRD#:108604) NEW ORLEANS, LA
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 08/04/2011 - 03/16/2020 LADENBURG THALMANN & CO. INC. (CRD#:505) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.