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CHAD THOMAS SCHWOERER
CHAD T SCHWOERER
CRD#: 5684992
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 100 Maritime Drive
Suite 1C
Manitowoc, WI 54220
Registration History
2010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BCAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2009 - 2019 (9 years)IACAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2017 - 2019 (2 years)
License(s)

State Registrations

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Arizona 5/3/2019

B
Minnesota 5/3/2019

B
Colorado 5/3/2019

B
Wisconsin 5/3/2019

B
Florida 6/19/2019

IA
Wisconsin 5/3/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
100 Maritime Drive Suite 1C, Manitowoc, WI 54220
Registered with this firm since 5/3/2019

B
CALTON & ASSOCIATES, INC. (CRD#:20999)
100 Maritime Drive Suite 1C, Manitowoc, WI 54220
Registered with this firm since 5/3/2019

Previous Registration(s)
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IA
03/27/2017 - 05/03/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) MANITOWOC, WI
B
07/27/2009 - 05/03/2019 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) MANITOWOC, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.