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Detailed Report
Emily Nicole Waters
EMILY NICOLE FREEMAN
CRD#: 5684703
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1144 MARKET STREET
SUITE 200
WHEELING, WV 26003
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1144 MARKET STREET
SUITE 200
WHEELING, WV 26003
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Ohio 12/2/2020
IA
West Virginia 5/16/2014
B
West Virginia 5/9/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1144 MARKET STREET SUITE 200, WHEELING, WV 26003
Registered with this firm since 5/16/2014
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1144 MARKET STREET SUITE 200, WHEELING, WV 26003
Registered with this firm since 3/11/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.