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CAROLINE MILENA PHERSON
CAROLINE MILENA CLAPS, CAROLINE PHERSON
CRD#: 5684555
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 One International Place
Suite 2810
Boston, MA 02110
Registration History
20162017201820192020202120222023202420252026IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2017 - Present (7 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 4/6/2017

B
New Hampshire 4/6/2017

B
California 4/6/2017

B
New Jersey 4/6/2017

B
Colorado 4/6/2017

B
New York 4/6/2017

B
Connecticut 4/6/2017

B
North Carolina 4/7/2017

IA
Connecticut 7/19/2017

B
Ohio 4/6/2017

B
Delaware 4/6/2017

B
Oklahoma 10/24/2024

B
District of Columbia 1/2/2018

B
Pennsylvania 4/6/2017

B
Florida 4/6/2017

B
Rhode Island 4/6/2017

B
Illinois 4/6/2017

B
Tennessee 4/6/2017

B
Kansas 4/6/2017

B
Texas 4/6/2017

B
Maine 4/6/2017

B
Vermont 4/6/2017

B
Maryland 4/6/2017

B
Virginia 4/6/2017

B
Massachusetts 4/4/2017

B
Washington 4/6/2017

B
Michigan 4/6/2017

B
Wisconsin 4/6/2017

B
Missouri 4/6/2017

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
One International Place Suite 2810, Boston, MA 02110
Bolton, MA
Registered with this firm since 7/19/2017

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
One International Place Suite 2810, Boston, MA 02110
Bolton, MA
Registered with this firm since 12/15/2016

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.