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DOUGLAS A THOMAS
CRD#: 5683482
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 9900 NICHOLAS ST STE 360
OMAHA, NE 68114
CETERA ADVISOR NETWORKS LLCCRD#: 13572 9900 NICHOLAS ST STE 360
OMAHA, NE 68114
Registration History
2010201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2021 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2010 - 2016 (6 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2011 - 2016 (4 years)
License(s)

State Registrations

B
Alabama 9/15/2021

B
Missouri 6/24/2021

B
Arizona 6/24/2021

B
Nebraska 6/24/2021

B
California 6/24/2021

IA
Nebraska 6/29/2023

B
Colorado 6/24/2021

B
New York 1/3/2022

B
Florida 6/24/2021

B
North Dakota 6/24/2021

B
Iowa 6/24/2021

B
Oklahoma 6/24/2021

B
Kansas 6/24/2021

B
South Dakota 6/24/2021

B
Maryland 5/26/2022

B
Texas 7/12/2024

B
Minnesota 6/24/2021

IA
Texas 7/12/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
9900 NICHOLAS ST STE 360, OMAHA, NE 68114
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
9900 NICHOLAS ST STE 360, OMAHA, NE 68114
Registered with this firm since 6/24/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/25/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
11/02/2018 - 06/25/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) Omaha, NE
B
11/02/2018 - 06/25/2021 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) Omaha, NE
IA
05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) LINCOLN, NE
B
05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) LINCOLN, NE
IA
09/12/2011 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) LINCOLN, NE
B
05/19/2010 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) LINCOLN, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.