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KRISTI LYNETTE CAIN
KRISTI L CAIN, KRISTI CAIN, KRISTI LYNETTE HAZELRIGG
CRD#: 5683160
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Investment Adviser
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Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2810 Frederica St
Owensboro, KY 42301
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2810 Frederica Street
Owensboro, KY 42301
Registration History
2010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2021 - 2024 (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2019 (6 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)IAROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2023 - 2024 (<1 year)
License(s)

State Registrations

B
Kentucky 4/19/2024

IA
Kentucky 4/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2810 Frederica St, Owensboro, KY 42301
Registered with this firm since 4/19/2024

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2810 Frederica Street, Owensboro, KY 42301
Registered with this firm since 4/19/2024

Previous Registration(s)
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08/30/2023 - 04/25/2024 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) OWENSBORO, KY
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01/21/2021 - 04/25/2024 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) OWENSBORO, KY
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10/01/2012 - 09/11/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) OWENSBORO, KY
B
07/23/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OWENSBORO, KY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.