Individual Firm
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JOSEPH ANDREW GIARDANO
JOE GIARDANO, JOSEPH GIARDANO
CRD#: 5683083
IA
B
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 5956 Sherry Lane
Dallas, TX 75225
Dallas, TX 75225
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alabama 11/8/2023
B
Maine 9/21/2023
B
Arkansas 9/29/2023
B
Mississippi 9/25/2023
B
California 9/21/2023
B
Missouri 9/21/2023
B
Colorado 9/22/2023
B
New Hampshire 9/22/2023
B
Florida 9/22/2023
B
Oklahoma 9/25/2023
B
Georgia 9/25/2023
B
South Carolina 5/6/2024
B
Illinois 10/2/2023
B
Texas 9/21/2023
B
Iowa 9/22/2023
IA
Texas 9/21/2023
B
Louisiana 10/16/2023
B
Washington 10/16/2023
SRO Registrations
B
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IA
Registered with this firm since 9/21/2023
B
Registered with this firm since 9/21/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2014 - 10/13/2023 | Irving, TX | |
B | 09/10/2022 - 10/13/2023 | Irving, TX | |
IA | 09/01/2023 - 10/12/2023 | DALLAS, TX | |
B | 09/01/2023 - 10/12/2023 | DALLAS, TX | |
B | 09/04/2020 - 11/02/2020 | Irving, TX | |
B | 11/01/2017 - 09/03/2020 | IRVING, TX | |
B | 06/23/2014 - 11/01/2017 | HOUSTON, TX | |
IA | 06/24/2014 - 06/26/2014 | HOUSTON, TX | |
IA | 11/12/2012 - 06/04/2014 | DALLAS, TX | |
B | 11/12/2012 - 06/04/2014 | DALLAS, TX | |
IA | 10/05/2012 - 11/06/2012 | DALLAS, TX | |
B | 10/05/2012 - 11/06/2012 | DALLAS, TX | |
IA | 11/23/2009 - 10/09/2012 | DALLAS, TX | |
B | 10/16/2009 - 10/09/2012 | DALLAS, TX |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.