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Rachelle Dy Andrus
RACHELLE D ANDRUS, RACHELLE D RILEY, RACHELLE DY RILEY, RACHELLE DY ROSARIO
CRD#: 5682642
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8222 MIRA MESA BLVD
SAN DIEGO, CA 92126
Registration History
2010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)
Disclosure(s)
View By:
6/24/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/1/2012

B
Nevada 9/19/2018

B
California 10/1/2012

B
New Mexico 10/1/2012

IA
California 10/1/2012

B
Oregon 6/5/2014

B
Colorado 10/1/2012

B
South Carolina 6/4/2018

B
Florida 10/1/2012

B
Tennessee 8/26/2021

B
Idaho 11/17/2015

B
Texas 2/4/2016

B
Indiana 12/16/2022

IA
Texas 2/10/2016

B
Kentucky 1/12/2025

B
Virginia 5/10/2016

B
Missouri 11/6/2024

B
Washington 2/6/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8222 MIRA MESA BLVD, SAN DIEGO, CA 92126
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8222 MIRA MESA BLVD, SAN DIEGO, CA 92126
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/29/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) POWAY, CA
B
07/28/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) POWAY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.