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Detailed Report
DONALD GLYN KEMP
KEMP GLYN DONALD, Don Glyn Donald
CRD#: 5681216
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 DACULA, GA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 DACULA, GA
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2016 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2016 - Present (9 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2016 - 2023 (7 years)IABROKERS INTERNATIONAL FINANCIA... (CRD# 139627)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 5/1/2020
B
Louisiana 10/4/2024
B
Colorado 10/4/2024
B
Maryland 1/2/2025
B
Connecticut 1/2/2025
B
Massachusetts 10/4/2024
B
District of Columbia 10/4/2024
B
New York 1/2/2025
B
Florida 3/21/2016
B
North Carolina 7/1/2022
B
Georgia 3/18/2016
B
Tennessee 7/26/2023
IA
Georgia 3/20/2023
B
Virginia 3/17/2022
B
Iowa 4/3/2025
B
Washington 10/4/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
DACULA, GA
Registered with this firm since 3/20/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
DACULA, GA
Registered with this firm since 3/17/2016
Previous Registration(s)
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IA
 03/18/2016 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 01/02/2015 - 03/04/2016 METLIFE SECURITIES INC. (CRD#:14251) ATLANTA, GA
B
 01/02/2015 - 03/04/2016 METLIFE SECURITIES INC. (CRD#:14251) ATLANTA, GA
IA
 04/09/2013 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) ATLANTA, GA
B
 04/09/2013 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) ATLANTA, GA
IA
 10/24/2011 - 04/16/2013 PARK AVENUE SECURITIES LLC (CRD#:46173) JOHNS CREEK, GA
B
 09/22/2011 - 04/16/2013 PARK AVENUE SECURITIES LLC (CRD#:46173) JOHNS CREEK, GA
IA
 07/10/2009 - 06/30/2010 BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC (CRD#:139627) SUWANEE, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.