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VINITA J MEHTA
VINITA J DASWANI, Vinita Daswani
CRD#: 5677796
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Farmington, CT
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Disclosures
15
Years of Experience
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State Registrations
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Arizona 1/10/2018
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Montana 1/10/2018
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California 1/10/2018
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Nevada 3/23/2021
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Colorado 1/10/2018
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New Hampshire 1/10/2018
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Connecticut 1/10/2018
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New Jersey 12/12/2017
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Delaware 1/10/2018
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New Jersey 12/13/2017
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District of Columbia 1/17/2018
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New York 12/12/2017
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Florida 1/10/2018
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New York 8/17/2021
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Georgia 4/17/2019
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North Carolina 7/19/2019
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Hawaii 9/26/2018
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Ohio 4/5/2019
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Illinois 2/7/2020
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Oklahoma 6/4/2019
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Indiana 5/22/2018
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Oregon 5/22/2018
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Kansas 4/5/2024
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Pennsylvania 2/9/2018
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Maine 1/10/2018
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Rhode Island 3/9/2021
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Maryland 1/10/2018
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South Carolina 5/24/2018
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Massachusetts 12/12/2017
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Tennessee 1/28/2019
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Michigan 12/17/2018
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Texas 1/10/2018
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Minnesota 1/10/2018
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Virginia 1/10/2018
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Missouri 1/10/2018
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Washington 1/24/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 12/13/2017
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Registered with this firm since 12/12/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/15/2016 - 12/18/2017 | NEW YORK, NY | |
B | 09/09/2016 - 12/18/2017 | NEW YORK, NY | |
IA | 10/11/2011 - 08/30/2016 | BLOOMFIELD, CT | |
B | 10/11/2011 - 08/30/2016 | BLOOMFIELD, CT | |
IA | 01/31/2011 - 10/11/2011 | BRISTOL, CT | |
B | 03/08/2010 - 10/11/2011 | BRISTOL, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.