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RICHARD NELSON
CRD#: 5676693
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5854 LONETREE BLVD
ROCKLIN, CA 95765
CETERA ADVISOR NETWORKS LLCCRD#: 13572 5854 LONETREE BLVD
ROCKLIN, CA 95765
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2012 - Present (12 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (10 years)
License(s)

State Registrations

B
California 12/19/2012

B
Nevada 11/18/2021

IA
California 6/29/2023

B
North Carolina 12/22/2016

B
Hawaii 6/16/2015

B
Oregon 10/22/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5854 LONETREE BLVD, ROCKLIN, CA 95765
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
5854 LONETREE BLVD, ROCKLIN, CA 95765
Registered with this firm since 12/19/2012

Previous Registration(s)
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IA
01/08/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
08/13/2009 - 11/06/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) WALNUT CREEK, CA
B
07/13/2009 - 11/06/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) WALNUT CREEK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.