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Detailed Report
MAURICE ALDON TAYLOR
MAURICE TAYLOR
CRD#: 5676684
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Investment Adviser
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Previous Broker
DEEP ROOTS CAPITALCRD#: 284864 914 HIGHWAY 62 65 NORTH
HARRISON, AR 72601
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2016 (4 years)IADEEP ROOTS CAPITAL (CRD# 284864)2016 - Present (8 years)
License(s)

State Registrations

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Arkansas 9/6/2016
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Texas 8/28/2017
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Missouri 1/3/2023
Current Registration(s)
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DEEP ROOTS CAPITAL (CRD#:284864)
914 HIGHWAY 62 65 NORTH, HARRISON, AR 72601
Registered with this firm since 9/6/2016
Previous Registration(s)
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 07/16/2012 - 08/25/2016 LPL FINANCIAL LLC (CRD#:6413) HARRISON, AR
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 07/16/2012 - 08/25/2016 LPL FINANCIAL LLC (CRD#:6413) HARRISON, AR
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 08/10/2009 - 07/17/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) HARRISON, AR
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 07/15/2009 - 07/17/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) HARRISON, AR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.