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DARYUSH SEAN JAHANBIGLOO
SEAN JAHAN, DARYUSH JAHANBIGLOO
CRD#: 5676603
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 251 South Lake Avenue
10th Floor
PASADENA, CA 91101
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - Present (14 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2010 (<1 year)IAMORGAN STANLEY SMITH BARNEY LLC (CRD# 149777)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 8/17/2023

B
Nevada 7/20/2021

B
Arizona 12/28/2015

B
New Hampshire 9/1/2022

B
California 2/28/2011

B
New Mexico 2/20/2024

IA
California 3/1/2011

B
New York 8/27/2012

B
Colorado 1/24/2012

B
North Carolina 11/17/2016

B
Florida 8/20/2012

B
Ohio 9/1/2022

B
Georgia 12/6/2021

B
Oklahoma 3/12/2025

B
Hawaii 11/3/2018

B
Oregon 4/24/2014

B
Idaho 9/1/2022

B
Rhode Island 8/17/2023

B
Illinois 9/1/2022

B
South Dakota 9/1/2022

B
Indiana 11/15/2019

B
Tennessee 9/1/2022

B
Massachusetts 3/23/2012

B
Texas 6/5/2012

B
Michigan 9/1/2022

IA
Texas 7/9/2012

B
Minnesota 5/21/2020

B
Utah 3/2/2023

B
Missouri 6/23/2023

B
Virginia 6/6/2012

B
Montana 11/4/2021

B
Washington 6/13/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
251 South Lake Avenue 10th Floor, PASADENA, CA 91101
Registered with this firm since 3/1/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
251 South Lake Avenue 10th Floor, PASADENA, CA 91101
Registered with this firm since 2/28/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/15/2010 - 02/16/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ENCINO, CA
B
10/15/2010 - 02/16/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ENCINO, CA
IA
01/07/2010 - 09/21/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) WOODLAND HILLS, CA
B
12/16/2009 - 09/21/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) WOODLAND HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.