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COREY PAUL LUCKETT
COREY P LUCKETT
CRD#: 5676534
IA
B
CWM, LLCCRD#: 155344 8280 YMCA Plaza Drive , Bldg 4
Baton Rouge, LA 70810
Baton Rouge, LA 70810
CETERA ADVISOR NETWORKS LLCCRD#: 13572 8280 YMCA PLAZA DRIVE
BUILDING 4
BATON ROUGE, LA 70810
BUILDING 4
BATON ROUGE, LA 70810
0
Disclosures
15
Years of Experience
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State Registrations
B
Arizona 3/13/2023
IA
Louisiana 3/13/2023
B
California 3/13/2023
B
Maine 3/13/2023
B
Florida 3/13/2023
B
North Carolina 10/18/2023
B
Idaho 3/13/2023
B
Texas 3/13/2023
B
Louisiana 3/13/2023
IA
Texas 3/13/2023
SRO Registrations
B
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IA
Registered with this firm since 3/13/2023
B
Registered with this firm since 3/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2010 - 05/11/2023 | BATON ROUGE, LA | |
B | 02/10/2010 - 03/16/2023 | BATON ROUGE, LA | |
IA | 10/26/2009 - 02/16/2010 | BATON ROUGE, LA | |
B | 09/21/2009 - 02/16/2010 | BATON ROUGE, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.