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Detailed Report
BRIAN ADAM SINGER
CRD#: 5676000
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4155 MERCANTILE DR
LAKE OSWEGO, OR 97035
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (11 years)IASMB FINANCIAL SERVICES LLC (CRD# 154216)2011 - 2013 (2 years)
License(s)

State Registrations

B
Alabama 3/28/2022
B
Montana 7/21/2022
B
Arizona 10/27/2020
B
Oregon 2/13/2014
B
California 10/15/2020
IA
Oregon 6/11/2020
B
Colorado 9/23/2021
B
South Carolina 5/30/2023
B
Florida 11/13/2020
B
Utah 11/28/2022
B
Idaho 5/1/2023
B
Washington 10/15/2020
B
Iowa 7/18/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4155 MERCANTILE DR, LAKE OSWEGO, OR 97035
111 SOUTH STATE STREET, LAKE OSWEGO, OR 97034
Registered with this firm since 6/11/2020
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4155 MERCANTILE DR, LAKE OSWEGO, OR 97035
111 SOUTH STATE STREET, LAKE OSWEGO, OR 97034
Registered with this firm since 2/3/2014
Previous Registration(s)
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IA
 06/27/2011 - 11/13/2013 SMB FINANCIAL SERVICES LLC (CRD#:154216) LAKE OSWEGO, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.