Individual Firm
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JOEL EDWARD PAETZNICK
JOEL E. PAETZNICK, JOEL PAETZNICK
CRD#: 5675719
IA
B
GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD#: 158292 207 GRAND AVENUE
WAUSAU, WI 54403
WAUSAU, WI 54403
0
Disclosures
15
Years of Experience
View By:
State Registrations
IA
Wisconsin 1/2/2014
IA
Registered with this firm since 1/2/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/02/2014 - 05/08/2015 | SCHOFIELD, WI | |
IA | 11/03/2010 - 12/31/2013 | SCHOFIELD, WI | |
B | 11/03/2010 - 12/31/2013 | SCHOFIELD, WI | |
IA | 10/05/2009 - 11/01/2010 | WAUSAU, WI | |
B | 07/14/2009 - 11/01/2010 | WAUSAU, WI |
WAUSAU, WI
10/05/2009 - 11/01/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.