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Detailed Report
BENJAMIN CLAUDE CAWLEY
CRD#: 5673671
IA
Investment Adviser
HOLM & CAWLEY FINANCIAL GROUP LLCCRD#: 150601 5155 S DURANGO DRIVE
STE# 102
LAS VEGAS, NV 89113
Registration History
201020122014201620182020202220242026IAHOLM & CAWLEY FINANCIAL GROUP LLC (CRD# 150601)2009 - Present (15 years)
License(s)

State Registrations

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Arizona 7/22/2020
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Utah 8/27/2009
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Nevada 7/9/2009
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Washington 11/16/2021
Current Registration(s)
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HOLM & CAWLEY FINANCIAL GROUP LLC (CRD#:150601)
5155 S DURANGO DRIVE STE# 102, LAS VEGAS, NV 89113
Registered with this firm since 7/9/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.