Individual Firm
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SHAYLA MARIE KRIHA
SHALLA MARIE HANKE, SHAYLA MARIE HANKE, SHALLA MARIE KRIHA
CRD#: 5672584
IA
B
CWM, LLCCRD#: 155344 14600 BRANCH ST.
OMAHA, NE 68154
OMAHA, NE 68154
0
Disclosures
9
Years of Experience
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State Registrations
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Nebraska 9/21/2017
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Texas 11/1/2018
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/17/2017 - 08/07/2019 | OMAHA, NE | |
B | 09/19/2016 - 01/19/2017 | OMAHA, NE | |
IA | 03/12/2010 - 08/05/2010 | OMAHA, NE | |
B | 03/09/2010 - 08/05/2010 | OMAHA, NE | |
IA | 08/07/2009 - 01/08/2010 | OMAHA, NE | |
B | 07/22/2009 - 01/08/2010 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.