Individual Firm
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SCOTT MILLER KIMBALL
CRD#: 5672433
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 6405 South 3000 East
Suite 250
HOLLADAY, UT 84121
Suite 250
HOLLADAY, UT 84121
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 6405 South 3000 East
Suite 250
Salt Lake City, UT 84121
Suite 250
Salt Lake City, UT 84121
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alaska 9/30/2019
B
North Dakota 5/20/2021
B
Arizona 2/11/2020
B
Oregon 9/30/2019
B
California 9/30/2019
B
Puerto Rico 2/25/2020
B
Colorado 11/5/2019
B
Texas 9/30/2019
B
Florida 9/30/2019
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Texas 9/30/2019
B
Idaho 9/30/2019
B
Utah 9/30/2019
B
Indiana 10/4/2021
IA
Utah 10/1/2019
B
Maine 9/30/2019
B
Virginia 9/30/2019
B
Massachusetts 9/30/2019
B
Washington 12/8/2020
B
Montana 9/30/2019
B
Wyoming 9/30/2019
B
Nevada 9/30/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/30/2019
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Registered with this firm since 9/30/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/27/2014 - 10/01/2019 | HOLLADAY, UT | |
B | 10/06/2014 - 10/01/2019 | HOLLADAY, UT | |
IA | 12/17/2012 - 09/02/2014 | SOUTH JORDAN, UT | |
IA | 08/25/2010 - 11/30/2012 | SOUTH JORDAN, UT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.