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ERIC J SCHMIDT
CRD#: 5672400
IA
B
OSAIC WEALTH, INC.CRD#: 23131 16640 CHESTERFIELD GROVE
SUITE 160
CHESTERFIELD, MO 63005
SUITE 160
CHESTERFIELD, MO 63005
0
Disclosures
15
Years of Experience
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State Registrations
B
Alabama 9/1/2023
IA
Illinois 9/1/2023
IA
Alabama 9/1/2023
B
Missouri 9/1/2023
B
Florida 9/1/2023
IA
Missouri 9/1/2023
IA
Florida 9/1/2023
B
Tennessee 9/1/2023
B
Illinois 9/1/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/1/2023
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/25/2013 - 09/01/2023 | CHESTERFIELD, MO | |
B | 07/19/2013 - 09/01/2023 | CHESTERFIELD, MO | |
IA | 09/03/2009 - 07/23/2013 | SHREWSBURY, MO | |
B | 07/20/2009 - 07/23/2013 | SHREWSBURY, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.