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JOANN ANNETTE THOMAS
JOANN ANNETTE GONZALEZ, JOANN GONZALEZ, JOANN THOMAS
CRD#: 5672289
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 San Antonio, TX
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2016 (<1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2016 - 2018 (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2015 - 2016 (1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2017 - 2018 (1 year)
License(s)

State Registrations

B
Texas 6/5/2020

IA
Texas 6/5/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Antonio, TX
Registered with this firm since 6/5/2020

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Antonio, TX
Registered with this firm since 6/5/2020

Previous Registration(s)
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IA
11/15/2019 - 06/17/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
11/14/2019 - 06/15/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
02/02/2018 - 08/16/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
B
01/30/2018 - 08/16/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
IA
01/03/2017 - 01/11/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) OMAHA, NE
B
11/01/2016 - 01/11/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) OMAHA, NE
IA
11/08/2016 - 12/31/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) OMAHA, NE
IA
01/21/2016 - 09/29/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN ANTONIO, TX
B
07/30/2015 - 09/29/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
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