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Detailed Report
David Rosenblum
DAVID JORDAN ROSENBLUM
CRD#: 5672079
IA
Investment Adviser
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Broker
ORION PORTFOLIO SOLUTIONS, LLCCRD#: 107975 1055 Westlakes Drive
Suite 250
Berwyn, PA 19312
BRINKER CAPITAL SECURITIES, LLCCRD#: 38123 1055 WESTLAKES DRIVE
SUITE 250
BERWYN, PA 19312
Registration History
20122014201620182020202220242026IAORION PORTFOLIO SOLUTIONS, LLC (CRD# 107975)2023 - Present (2 years)BBRINKER CAPITAL SECURITIES, LLC (CRD# 38123)2022 - Present (2 years)BSILVER OAK SECURITIES, INCORPO... (CRD# 46947)2018 - 2022 (3 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2017 - 2018 (<1 year)BRESOURCE SECURITIES, INC. (CRD# 133022)2014 - 2016 (1 year)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2011 - 2014 (3 years)IAORION PORTFOLIO SOLUTIONS, LLC (CRD# 125446)2022 - 2023 (<1 year)IASILVER OAK SECURITIES, INC. (CRD# 46947)2019 - 2022 (2 years)
License(s)

State Registrations

IA
Nebraska 1/17/2023
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Pennsylvania 5/11/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ORION PORTFOLIO SOLUTIONS, LLC (CRD#:107975)
1055 Westlakes Drive Suite 250, Berwyn, PA 19312
Registered with this firm since 1/17/2023
B
BRINKER CAPITAL SECURITIES, LLC (CRD#:38123)
1055 WESTLAKES DRIVE SUITE 250, BERWYN, PA 19312
Registered with this firm since 5/11/2022
Previous Registration(s)
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 05/11/2022 - 01/06/2023 ORION PORTFOLIO SOLUTIONS, LLC (CRD#:125446) Berwyn, PA
IA
 12/05/2019 - 05/10/2022 SILVER OAK SECURITIES, INC. (CRD#:46947) Warminster, PA
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 06/05/2018 - 05/10/2022 SILVER OAK SECURITIES, INCORPORATED (CRD#:46947) Warminster, PA
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 07/11/2017 - 03/06/2018 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) WARMINSTER, PA
B
 08/06/2014 - 01/07/2016 RESOURCE SECURITIES, INC. (CRD#:133022) PHILADELPHIA, PA
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 07/04/2011 - 07/02/2014 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) FRANKLIN, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.