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TINA MARIE SEASOCK
TINA MARIE CAPASSO
CRD#: 5671958
IA
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PRIVATE ADVISOR GROUP, LLCCRD#: 155216 15 Brintons Bridge Road, Suite 100
West Chester, PA 19382
West Chester, PA 19382
LPL FINANCIAL LLCCRD#: 6413 15 BRINTONS BRIDGE RD STE 100
WEST CHESTER, PA 19382
WEST CHESTER, PA 19382
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Disclosures
13
Years of Experience
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State Registrations
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Pennsylvania 10/17/2012
IA
Pennsylvania 12/1/2017
SRO Registrations
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Registered with this firm since 12/1/2017
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Registered with this firm since 10/16/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/19/2012 - 10/06/2020 | FORT MILL, SC | |
IA | 11/17/2009 - 10/21/2010 | WEST CHESTER, PA | |
B | 11/17/2009 - 10/21/2010 | WEST CHESTER, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.