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Detailed Report
HANG THANH NGUYEN
HANG T NGUYEN, TIFFANIE THANH NGUYEN, Hang Nguyen, Hang (Tiffanie) Nguyen
CRD#: 5670774
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2750 W COAST HWY
NEWPORT BEACH, CA 92663
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2017 (5 years)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
California 10/21/2022
IA
California 10/21/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2750 W COAST HWY, NEWPORT BEACH, CA 92663
Registered with this firm since 10/21/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2750 W COAST HWY, NEWPORT BEACH, CA 92663
Registered with this firm since 10/21/2022
Previous Registration(s)
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IA
 11/22/2017 - 08/30/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) WESTMINSTER, CA
B
 11/22/2017 - 08/30/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) WESTMINSTER, CA
IA
 02/07/2012 - 11/03/2017 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) LONG BEACH, CA
B
 02/16/2012 - 11/03/2017 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) LONG BEACH, CA
IA
 01/03/2011 - 01/05/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) GARDEN GROVE, CA
B
 01/03/2011 - 01/05/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) GARDEN GROVE, CA
IA
 08/20/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GARDEN GROVE, CA
B
 07/07/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GARDEN GROVE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.