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BLAKE MARK PAUL
BLAKE PAUL
CRD#: 5670386
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 4/16/2024

B
Massachusetts 6/19/2017

B
Arizona 8/15/2014

B
Minnesota 6/17/2020

B
Arkansas 8/15/2014

B
Mississippi 7/13/2020

B
California 8/15/2014

B
New York 8/15/2014

B
Colorado 5/4/2020

B
Ohio 8/15/2014

B
Connecticut 10/28/2020

B
South Carolina 8/15/2014

B
Delaware 10/21/2021

B
Tennessee 11/4/2015

B
Florida 8/15/2014

B
Texas 11/16/2009

B
Georgia 8/15/2014

IA
Texas 11/16/2009

B
Illinois 8/15/2014

B
Utah 11/12/2014

B
Kentucky 7/10/2017

B
Vermont 5/4/2020

B
Maryland 1/28/2021

B
Virginia 8/15/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Richardson, TX
Registered with this firm since 11/16/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Richardson, TX
Registered with this firm since 9/28/2009

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.