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Detailed Report
Kirk Matthew Farkas
KIRK FARKAS
CRD#: 5668388
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 20 Market St Ste 106
ST SIMONS IS, GA 31522
Registration History
2010201220142016201820202022202420262 FIRMS2022 - Present (3 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2009 - 2021 (12 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2021 (5 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)
License(s)

State Registrations

B
Georgia 1/11/2022
IA
Georgia 1/13/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
20 Market St Ste 106, ST SIMONS IS, GA 31522
Registered with this firm since 1/13/2022
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
20 Market St Ste 106, ST SIMONS IS, GA 31522
Registered with this firm since 1/11/2022
Previous Registration(s)
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IA
 09/19/2016 - 11/05/2021 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) SAVANNAH, GA
B
 10/02/2009 - 11/05/2021 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) SAVANNAH, GA
IA
 09/25/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SAVANNAH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.