• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KEVIN JAMES BRADDOCK
KEVIN BRADDOCK
CRD#: 5668025
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Estill, SC
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Arkansas 2/17/2022

B
North Carolina 2/3/2022

B
Georgia 1/28/2022

B
South Carolina 1/28/2022

B
Illinois 11/8/2023

IA
South Carolina 1/28/2022

B
Massachusetts 8/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Estill, SC
Registered with this firm since 1/28/2022

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Estill, SC
Registered with this firm since 1/28/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/09/2017 - 02/03/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BEAUFORT, SC
B
06/09/2017 - 02/03/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BEAUFORT, SC
IA
07/20/2009 - 06/12/2017 EDWARD JONES (CRD#:250) HAMPTON, SC
B
07/03/2009 - 06/12/2017 EDWARD JONES (CRD#:250) HAMPTON, SC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.