• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL ALAN GOMES
Michael A Gomes, Michael Alan Gomes, Michael Gomes, Mike Gomes
CRD#: 5667548
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 21701 HAWTHORNE BLVD
TORRANCE, CA 90503
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ROCKLIN, CA
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Arizona 6/1/2022

IA
Texas 7/13/2018

B
California 3/29/2018

B
Texas 1/6/2023

IA
California 7/13/2018

B
Utah 3/29/2018

B
Nevada 1/6/2023

B
Washington 1/6/2023

B
Oregon 1/6/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
21701 HAWTHORNE BLVD, TORRANCE, CA 90503
ROCKLIN, CA
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ROCKLIN, CA
Registered with this firm since 3/29/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/18/2018 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SACRAMENTO, CA
IA
11/27/2017 - 03/26/2018 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) Sacramento, CA
B
11/27/2017 - 03/26/2018 BBVA SECURITIES INC. (CRD#:27060) SACRAMENTO, CA
IA
02/22/2017 - 09/27/2017 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) ROSEVILLE, CA
B
02/21/2017 - 09/27/2017 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) ROSEVILLE, CA
IA
12/04/2014 - 02/10/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) ROSEVILLE, CA
B
04/18/2014 - 02/09/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ROSEVILLE, CA
B
10/01/2012 - 12/31/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) OAKDALE, CA
B
05/28/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OAKDALE, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.