Individual Firm
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BENJAMIN ERIC RATHFON
BENJAMIN RATHFON
CRD#: 5667412
IA
B
HENDERSON BROTHERS FINANCIAL PARTNERS LLCCRD#: 333732 920 FORT DUQUESNE BOULEVARD
PITTSBURGH, PA 15222
PITTSBURGH, PA 15222
LPL FINANCIAL LLCCRD#: 6413 920 FORT DUQUESNE BLVD
PITTSBURGH, PA 15222-3602
PITTSBURGH, PA 15222-3602
0
Disclosures
13
Years of Experience
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State Registrations
B
Arizona 10/31/2023
B
South Carolina 10/17/2023
B
Florida 7/9/2021
B
Texas 3/28/2022
B
Ohio 7/29/2024
IA
Texas 3/3/2025
B
Pennsylvania 5/10/2016
B
West Virginia 5/26/2022
IA
Pennsylvania 4/4/2017
SRO Registrations
B
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IA
Registered with this firm since 3/3/2025
IA
Registered with this firm since 4/4/2017
B
Registered with this firm since 5/9/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/10/2016 - 07/17/2017 | FORT MILL, SC | |
IA | 07/17/2013 - 09/08/2015 | PITTSBURGH, PA | |
B | 07/16/2013 - 09/08/2015 | PITTSBURGH, PA | |
B | 10/03/2011 - 08/16/2012 | PITTSBURGH, PA | |
IA | 01/12/2011 - 07/07/2011 | PITTSBURG, PA | |
B | 10/13/2010 - 07/07/2011 | PITTSBURG, PA | |
B | 12/11/2009 - 08/24/2010 | WEXFORD, PA | |
B | 05/19/2009 - 10/21/2009 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.