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Detailed Report
AARON ERNEST CARLSON
CRD#: 5666373
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 1419 WEST 29TH STREET
LOVELAND, CO 80538
Registration History
201020122014201620182020202220242026IAMONEY CONCEPTS ADVISORY SERVICE (CRD# 12963)2010 - Present (14 years)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 2/13/2023
B
Iowa 5/16/2023
B
Colorado 9/2/2009
B
Kansas 1/5/2010
IA
Colorado 9/14/2010
B
Missouri 3/2/2015
B
Florida 1/14/2022
B
North Carolina 4/10/2013
B
Idaho 9/23/2016
B
South Dakota 7/7/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
1419 WEST 29TH STREET, LOVELAND, CO 80538
Registered with this firm since 9/14/2010
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
1419 WEST 29TH STREET, LOVELAND, CO 80538
Registered with this firm since 9/2/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.