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USMAN AHMED
USMAN PARVAIZ
CRD#: 5665889
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3609 MIDWAY DRIVE
SAN DIEGO, CA 92110
Registration History
20102012201420162018202020222024IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)
Disclosure(s)
View By:
3/26/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/14/2015

B
New Mexico 9/25/2019

B
California 10/1/2012

B
New York 10/19/2020

IA
California 6/30/2014

B
Oklahoma 3/21/2024

B
Connecticut 9/15/2022

B
Oregon 7/5/2018

B
Florida 3/24/2020

B
South Carolina 7/9/2020

B
Georgia 1/3/2024

B
South Dakota 11/25/2022

B
Hawaii 7/22/2019

B
Tennessee 12/12/2023

B
Idaho 10/10/2024

B
Texas 8/18/2022

B
Illinois 7/24/2024

IA
Texas 8/29/2022

B
Louisiana 3/30/2017

B
Utah 7/25/2018

B
Michigan 4/12/2016

B
Virginia 11/29/2019

B
Montana 12/6/2023

B
Washington 8/4/2014

B
Nevada 6/15/2016

B
Wisconsin 8/29/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3609 MIDWAY DRIVE, SAN DIEGO, CA 92110
Registered with this firm since 6/30/2014

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3609 MIDWAY DRIVE, SAN DIEGO, CA 92110
Registered with this firm since 10/1/2012

Previous Registration(s)
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B
09/01/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.