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Detailed Report
CHRISTOPHER ANTHONY GIUFFRIDA
C A GIUFFRIDA MR, CHRISTOPHER ANTHONY GIUFFRIDA MR, CHRISTOPHER GIO GIUFFRIDA
CRD#: 5665254
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Investment Adviser
FISHER INVESTMENTSCRD#: 107342 HUNTINGTON, NY
Registration History
201020122014201620182020202220242026IAFISHER INVESTMENTS (CRD# 107342)2014 - Present (10 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2014 (<1 year)IANAOK ADVISORS (CRD# 152409)2010 - 2013 (3 years)
License(s)

State Registrations

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New York 2/14/2021
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Texas 9/6/2023
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Pennsylvania 7/7/2017
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
HUNTINGTON, NY
Registered with this firm since 6/24/2014
Previous Registration(s)
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 08/29/2013 - 06/24/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) MELVILLE, NY
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 11/23/2010 - 11/22/2013 NAOK ADVISORS (CRD#:152409) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.