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AMIR ALISHAHI
CRD#: 5664697
IA
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WELLS FARGO ADVISORSCRD#: 19616 23361 PACIFIC COAST HWY
MALIBU, CA 90265
MALIBU, CA 90265
0
Disclosures
15
Years of Experience
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State Registrations
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Arizona 9/1/2020
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District of Columbia 2/20/2025
B
California 4/28/2017
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Pennsylvania 10/2/2024
IA
California 4/28/2017
B
Virginia 4/28/2017
SRO Registrations
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IA
Registered with this firm since 4/28/2017
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Registered with this firm since 4/28/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 05/09/2017 | CALABASAS, CA | |
B | 10/01/2012 - 05/09/2017 | CALABASAS, CA | |
IA | 08/09/2011 - 10/01/2012 | CANOGA PARK, CA | |
B | 04/08/2010 - 10/01/2012 | CANOGA PARK, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.